Disclosures

Laidlaw Group's sole business is managing client accounts for a fee based on assets under management.  Our firm is registered with the Securities and Exchange Commission (SEC) as a Registered Investment Advisor under the 1940 Act. We have a fiduciary duty to manage accounts to serve our clients' best interests and cannot put our own monetary goals ahead of our clients.  We do not receive any revenue from selling financial products.

The SEC provides information on all of its registered advisors. Please click on this link and include "Laidlaw Group" in the search box to access our regulatory filing: Laidlaw Group SEC Filing

We are also required to provide a Form ADV (Part II) which describes our business and discloses our relationships with other entities. Please click on the following link: Form ADV

Our firm also adheres to best compliance practices and follows our compliance manual that can be accessed by following this link: Laidlaw Group Compliance Manual

Every client with whom we work signs an investment management contract. The pertinent terms include:

• investment discretion: we manage accounts with a limited power of attorney and do not contact clients before executing transactions
• fee: we charge an investment fee based on assets under management each quarter
• termination: our contracts may be terminated at any time and there are no lock-ups or penalties associated with cancelling our contract.

Please click the following link to see a sample: Specimen Contract